The CAT/CAIS Reporting Analyst supports compliance operations through accurate regulatory reporting, collaborates with various teams, and assists in interpreting regulations.

The Director leads a team to source and recruit financial advisors, manages recruitment strategies, analyzes metrics, and ensures compliance.

The Strategic Transitions Manager ensures a seamless onboarding experience for Financial Advisors with a focus on high-touch service and collaboration with internal teams. Responsibilities include managing transitions, delivering training, and addressing inquiries throughout the onboarding process.