Provide risk leadership and oversight to mitigate regulatory risks, train field leaders, and communicate trends with regional leadership. Develop supervisory processes and partner with corporate offices for effective risk management.

The Sales Specialist will consult with financial advisors, drive ETF sales, build relationships, and provide investment solutions. Travel required 10-20%.

As a Financial Advisor, you will engage clients, generate prospects, provide financial advice, and build a client book while adhering to professional ethics.