Top Compliance Jobs in Los Angeles, CA

As a Senior Manager in International Tax Services, you will lead projects, provide strategic tax advice, coach teams, and innovate tax processes through technology.

As a Tax JD Associate, you will assist with tax compliance, prepare documents, conduct financial analysis, and support client engagements while developing your skills in a fast-paced environment.

As a Senior Manager in Private Tax, you lead large projects, provide tax advisory, mentor teams, and interact with senior clients to ensure operational excellence and compliance.

The Customs & International Trade Tax Manager at PwC leads teams, advises clients on tax strategy, and manages complex problems related to indirect tax compliance and optimization, emphasizing technology and mentoring.

As a Senior Manager in Specialized Tax Services, you will lead projects, innovate processes, and engage with clients to deliver tax planning and compliance solutions. You will also motivate teams, utilize technical knowledge in energy incentives, and ensure operational excellence.

Lead and enhance Circle's IT SOX compliance program by evaluating ITGCs, automated and IT-dependent controls, documenting SOX-ready materials, coordinating testing and remediations, liaising with IT, Security, Finance and auditors, and driving control design for system implementations and new product launches.

Manage client service accounts, solve complex tax problems, develop wealth management plans, and ensure quality deliverables for high-net-worth individuals.

Lead and build enterprise risk and compliance for lending and marketplace fraud. Design a compliance management system, stand up BSA/AML and lending programs, own licensing and regulator relationships, establish fraud detection and operations, set enterprise risk framework, report to executives and Board, and recruit and scale the Risk & Compliance team.

The Lead Analyst, Product Compliance ensures compliance in product lifecycle, conducts risk assessments, collaborates with teams, and develops compliance processes for Circle's Payments product.

The Senior Wealth Advisor manages client relationships, delivers wealth management services, and supports growth through referrals and marketing, all in a remote, independent capacity.

The Senior Manager, Equity Administration leads the equity team, overseeing equity programs, ensuring compliance, managing financial reporting, and collaborating across departments.

Lead day-to-day payment network and acquiring bank escalations for Visa, Mastercard, Amex and bank partners. Investigate incidents, prepare evidence and remediation plans, respond under deadlines, conduct merchant due diligence, support audits, identify recurring risks, and drive control and workflow improvements while maintaining audit-ready case records.

As a Manager in Financial Services International Tax Compliance, you will analyze complex tax scenarios, lead teams, and develop strategic tax solutions for multinational clients while ensuring compliance with regulations.

The Fund Controller manages fund accounting accuracy and consistency, collaborates with teams, and oversees compliance and audit partnerships.

The Vice President of Client Operations manages client relationships, oversees financial statement preparation, ensures compliance, and drives process improvements within accounting services.

Lead enterprise-wide compliance and BSA/AML program for a fintech-focused cannabis B2B platform. Design, implement, and monitor risk controls, onboarding, transaction monitoring, and bank-partner due diligence. Build and scale a compliance team, deliver training, manage audits and third-party assessments, and advise stakeholders on regulatory changes.

The Director of Regulatory & Compliance will lead the Governance, Risk, and Compliance strategy, manage regulatory obligations, and support product compliance in a remote setting.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

The Senior Manager oversees global tax planning, guides team members, leads audits, communicates with business partners, and maintains tax law knowledge.

The Financial Operations Associate manages investment product operations, ensuring accuracy in cash and security transfers while maintaining compliance and documentation.

Monitor real-time and historical derivatives trading to detect market abuse, investigate flagged transactions, prepare investigative reports, ensure regulatory compliance, support KYC/AML enforcement, and collaborate with Legal, Risk, and Technology to improve surveillance protocols.

Lead a Consumer compliance advisory function, providing regulatory subject-matter expertise (TILA, RESPA, FCRA, FDCPA, etc.), managing advisors and the Privacy Office, partnering with business leadership to identify, prioritize, and mitigate compliance risks, and advising on new products and regulatory developments.

Support compliance monitoring, testing, and branch audits for acquired firms during integration. Conduct risk assessments, audits, and branch exams; identify trends, document workpapers, track remediation action plans, assist policy development, and report to Compliance leadership while staying current on regulatory developments.

Design, implement, and administer the firm's enhanced-risk monitoring and supervision framework for clients, employees, advisors, and business practices. Develop risk-scoring and high-risk criteria, oversee enhanced due diligence, manage heightened supervision plans, perform risk assessments, produce dashboards and reports, and support regulatory readiness and audit documentation.

The Compliance Officer ensures adherence to regulatory standards through inspections, training, policy updates, and investigations, requiring strong analytical skills and clear communication.