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Apex Fintech Solutions

Securities Lending Associate

Posted An Hour Ago
Be an Early Applicant
Hybrid
Dallas, TX
Junior
Hybrid
Dallas, TX
Junior
Supports daily securities lending operations by managing recalls, buy-ins, borrows, short-sale approvals, reconciliations, billing support, and broker or correspondent inquiries. Ensures stock loan activity is handled accurately, promptly, and in compliance with regulatory and firm requirements. The role requires strong analytical, organizational, communication, customer service, and finance-related skills, along with proficiency in Microsoft Office applications.
The summary above was generated by AI

WHO WE ARE

Apex Fintech Solutions (Apex) powers innovation and the future of digital wealth management by building tech-forward solutions that help simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech software enables us to support clients such as Stash, Betterment, SoFi, Webull, and eToro, amongst many others; collectively, Apex powers access to the stock market for over 22+ million end customers.  

 

 At Apex, we are changing how the securities industry operates by reinventing the status quo, which was manual, slow, and accessible only by the ultra-wealthy. We're digitizing and democratizing systems so that everyone has an opportunity to invest. 

 

When you're at Apex, you drive this change. You're part of a global team with a clear vision: to be the trusted technology that powers the digital economy. Our offices in Austin, Dallas, Chicago, New York, Portland, Belfast, and Manila are home to over 1,000 employees. 

 

Together, we’re shaping the future of financial innovation. Embrace change. Solve big. Win together. And be G.R.E.A.T. — grit, results, empathy, accountability, and teamwork — with Apex. 

 

We’re proud to be recognized for the innovative work we do, the purpose-driven nature of our work, and the collaborative culture we’ve created. Here are just a few of the many awards we’ve recently received: 

 

Best Places to Work 

2026, 2025, 2024, 2023 - Presented by BuiltIn 

 

WealthTech of the Year 

2025 - Presented by US FinTech Awards 

 

The World’s Top 250 Fintech Companies 

2024 - Presented by CNBC 

ABOUT THIS ROLE

Summary Description:

The Securities Lending Analyst supports the daily operations of the firm’s securities lending desk. This role is responsible for monitoring and managing stock loan activity, including loan recalls, buy-ins, contract reconciliations and billing support. The Analyst serves as a key operational contact for internal teams, broker-dealers, and correspondent firms, ensuring timely resolution of securities lending needs while maintaining compliance with applicable regulatory and firm requirements.


Position Responsibilities:


  • Issues recalls to cover deficits and fails to deliver
  • Approves customer short sales request pursuant to regulatory requirements
  • Checks incoming security needs list for various brokers and lends the securities appropriately
  • Performs stock loan buy-ins on securities that are on loan and not returned
  • Borrows securities from different broker/dealers as needed to cover internal needs
  • Performs daily reconciliations for various stock loan accounts
  • Assists with the end of month billing process with broker/dealers and correspondents
  • Provides support to correspondents inquiring about locates, hard to borrow charges, and buy in concerns

Candidates must have the following qualifications:


  • Bachelor’s degree in Finance or Business Administration
  • SIE license or will have within 3 months of hire date
  • Must be detail-oriented
  • Displays a relentless focus on customer service and customer satisfaction
  • Holds self accountable for high personal and professional standards
  • Ability to organize and manage multiple priorities/tasks simultaneously in a fast-paced environment
  • Excellent interpersonal and communication skills
  • Excellent oral and written communication skills
  • Must be very analytical with the ability to develop understanding of finance and the Securities Lending business
  • Computer proficiency in Word, Excel, Access, and Outlook

Additional qualifications preferred but not required:


  • 1-3 years’ experience on a securities lending desk, preferably in operations.
  • Working knowledge of stock record and securities clearing

 



​Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.

Our Rewards

We offer a robust package of employee perks and benefits, including healthcare benefits (medical, dental and vision, EAP), competitive PTO, 401k match, parental leave, and HSA contribution match. We also provide our employees with a paid subscription to the Calm app and offer generous external learning and tuition reimbursement benefits. At AFS, we offer a hybrid work schedule for most roles that allows employees to have the flexibility of working from home and one of our primary offices.

EEO Statement

Apex Fintech Solutions is an equal opportunity employer that does not discriminate on the basis of race, color, religion, sex (including pregnancy, sexual orientation, and gender identity), national origin, age, disability, veteran status, marital status, or any other protected characteristic. Our hiring practices ensure that all qualified applicants receive fair consideration without regard to these characteristics.

Disability Statement

Apex Fintech Solutions is committed to creating an inclusive and accessible workplace for all candidates, including those with disabilities. We are dedicated to ensuring equal employment opportunities and providing reasonable accommodations to qualified individuals with disabilities. If you require reasonable accommodations to participate in the application or interview process, please submit your request via the Candidate Accommodation Requests Form. We will work with you to provide the necessary accommodations to ensure your full participation in our hiring process.

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