Jobs at LPL Financial

The Senior Analyst will conduct operational due diligence on alternative investment sponsors and products, assess operational risks, and collaborate with internal stakeholders to maintain a robust alternative investments platform.

The Senior Regional Supervisory Principal supervises HOS advisors and OSJ managers, resolves complex issues, and ensures compliance with regulatory standards.

The AVP oversees operational support for supervisory functions, leads strategic projects, manages regulatory compliance, and ensures process efficiency within their regions.

The Business Consultant will provide consultation to financial advisors to enhance practice efficiency and profitability through project management and data analysis.

The Administrative Manager leads the Client Service Associates, manages administrative operations, and ensures exceptional support for Financial Advisors while driving operational excellence and team development.

The Regional Supervisory Principal oversees compliance for financial advisors, resolves complex issues, and maintains relationships with clients to ensure adherence to regulations.

Lead and develop a regional team of financial advisors and sales assistants to grow AUM and headcount, drive adoption of financial planning, advisory and insurance solutions, recruit top advisors, enforce regulatory governance, deliver practice management and coaching, collaborate with retail bank partners and stakeholders, and execute strategic initiatives to improve client outcomes and program performance.