Legal & Compliance Intern

Job Description:

AssetMark is a leading strategic provider of innovative investment and consulting solutions serving independent financial advisors. We provide investment, relationship and practice management solutions that advisors use in helping clients achieve wealth, independence and purpose. 

The Job/What You’ll Do:

If you're looking for a place to expand upon your skills, AssetMark offers you the opportunity to delve into a variety of work and interact with numerous departments within the organization. If you have a passion for learning and are serious about growing your skill set, let AssetMark be the bridge to your future! We look for you to bring initiative, resourcefulness and the ability to make sound decisions while you balance vital responsibilities with poise. Your desire for a fast-paced and exciting environment will be realized in this internship opportunity with a company that is dedicated to the personal and professional development of its valued employees

AssetMark’s Legal & Compliance Internship Program provides an excellent opportunity for students to gain hands on experience in the areas of investment adviser compliance, legal, operations and project management, while developing a wide variety of technical and interpersonal skills at a financial institution.

Responsibilities:

• Work with Department Leaders on challenging assignments related to legal and regulatory projects, compliance policies and processes and procedures to gain a better understanding of what it means to be a legal and compliance professional in the wealth management business
• Present on project outcomes and learnings at the end of internship

Knowledge, Skills, and Abilities:

• Intermediate-Advanced knowledge of Microsoft Office® (Word, Excel, PowerPoint, Outlook)
• Excellent written and verbal communication skills
• Ability to self-direct and manage time and priorities
• Attention to detail
• A positive, team oriented, can-do attitude
• Demonstrated leadership, interpersonal, and analytical skills

Education & Experience:

• Pursuing a Bachelor’s or Master’s degree in Business, Management, Finance, Law Studies, or related field; will consider recent graduates
• Preferred minimum GPA of 3.0 on a 4.0 scale

Internship Details:
Hourly wage: $17.00 per hour
Internship Duration: June 9th – August 15th

Candidates must be legally authorized to work in the US to be considered. We are unable to provide visa sponsorship for this position.

Who We Are & What We Offer:

AssetMark’s mission is centered around helping financial advisors make a difference in the lives of their clients. To help them do that, we aim to provide advisors with holistic support. We offer compelling technology that facilitates a better client experience, consulting services that ensure advisors’ businesses are running at their best and a comprehensive suite of investment solutions. AssetMark’s platform empowers advisors to provide the highest level of service possible to their clients.

AssetMark’s culture is driven by our mission and connected by our values; Heart, Integrity, Excellence and Respect. You will join a team that lives these values every day by doing the best and what is right in all we do  and encouraging different ideas for continual success and innovation. Additionally, we offer a wide range of benefits to meet the needs of our team members and their families.

• Flex Time Off or Paid Time/Sick Time Off
• 401K – 6% Employer Match
• Medical, Dental, Vision – HDHP or PPO
• HSA – Employer contribution (HDHP only)
• Volunteer Time Off
• Career Development / Recognition
• Fitness Reimbursement
• Hybrid Work Schedule

As an Equal Opportunity Employer, AssetMark is committed to building a diverse and inclusive workplace where everyone feels valued.