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Assurant

Compliance Specialist

Posted 9 Days Ago
Be an Early Applicant
In-Office
Ontario, CA
59K-97K Annually
Entry level
In-Office
Ontario, CA
59K-97K Annually
Entry level
The Compliance Specialist ensures adherence to regulatory requirements and compliance standards, prepares regulatory filings, conducts compliance training, and drafts policies.
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We are seeking a Compliance Specialist to join our dynamic and collaborative compliance team. This role is ideal for an early-career professional with foundational knowledge in financial services or insurance compliance who is eager to learn and grow. You will play a key role in ensuring adherence to regulatory requirements and internal compliance standards across multiple business lines (ABIC, ABLAC, ASCI).   

What makes us different? 

  • Growing global Fortune 500 organization in risk management solutions.

  • Enjoy flexibility with a primarily remote work model. (One day a month in the office)

  • Access mentorship and long-term career growth opportunities.

What will be my duties and responsibilities in this job?  

Regulatory Filings & Licensing

  • Prepare and manage corporate and regulatory filings for multiple legal entities.

  • Research and analyze licensing requirements, lead interactions with regulatory staff.

  • Support licensing activities under the Restricted Insurance Agent regime.

Compliance Programs & Oversight

  • Conduct distribution oversight activities and monitor legislative/regulatory developments.

  • Oversee compliance-related programs such as AML/ATF screenings and monthly OSFI filings.

  • Facilitate Compliance Outsourcing Arrangements oversight program.

Training & Reviews

  • Administer compliance training programs and ensure 100% completion.

  • Perform compliance reviews of marketing and client-facing materials.

Reporting & Policy Development

  • Draft policies and procedures; contribute to compliance reports for senior management.

  • Assist with market conduct reviews, complaint handling, and privacy matters.

What are the requirements needed for this position?  

  • University or college degree required (any discipline; compliance coursework is a plus).

  • A minimum of 1 year of relevant experience within Compliance, including internships or co-op placements in banking, insurance, or financial services.

  • Familiarity with Canadian regulatory frameworks (OSFI guidelines).

  • Strong attention to detail, organizational skills, and ability to manage multiple priorities.

  • Excellent communication skills and willingness to learn in a fast-paced environment.

#LI-Remote

Pay Range:

$58,800.00 - $97,100.00

Any posted pay range considers a wide range of compensation factors, including candidate background, experience and work location, while also allowing for salary growth within the position.

If there is no posting end date listed then this is a pipeline requisition, and we will continue to collect applications on an ongoing basis.

Helping People Thrive in a Connected World
Connect with us. Bring us your best work and your brightest ideas. And we’ll bring you a place where you can thrive. Learn more at jobs.assurant.com.

For U.S. benefit information, visit myassurantbenefits.com. For benefit information outside the U.S., please speak with your recruiter.

What’s the culture like at Assurant?
Our unique culture is a big reason why talented people choose Assurant. Named a Best/Great Place to Work in 15 countries and awarded the Fortune America’s Most Innovative Companies recognition, we bring together top talent around the world. Although we have a wide variety of skills and experiences, we share common characteristics that are uniquely Assurant. A passion for service. An ability to innovate in practical ways. And a willingness to take chances. We call our culture The Assurant Way.

Company Overview
Assurant is a leading global business services company that supports, protects, and connects major consumer purchases. A Fortune 500 company with a presence in 21 countries, Assurant supports the advancement of the connected world by partnering with the world’s leading brands to develop innovative solutions and deliver an enhanced customer experience through mobile device solutions, extended service contracts, vehicle protection services, renters insurance, lender-placed insurance products, and other specialty products.

Equal Opportunity Statement
Assurant is an Equal Employment Opportunity employer and does not use or consider race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, gender identity, or any other characteristic protected by federal, state, or local law in employment decisions.

Job Scam Alert
Please be aware that during Assurant's application process, we will never ask for personal information such as your Social Security number, bank account details, or passwords. Learn more about what to look out for and how to report a scam here.

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