Kroll Benefits Overview

Leads Decision Intelligence consulting engagements applying corporate finance, data analytics, financial modeling, and AI to M&A, forecasting, working capital, reporting, profitability, and value creation decisions. Develops client relationships, supports business development, manages multidisciplinary delivery teams, reviews analyses, contributes to proposals and pricing, and translates financial and operational data into executive recommendations.

Leads financial regulatory compliance consulting for investment advisers, broker-dealers, registered funds, and related financial firms. Owns senior client relationships, oversees compliance programs, regulatory registrations, filings, examinations, remediation, testing, and surveillance. Directs engagement teams, mentors staff, develops business, expands client accounts, monitors regulatory developments, and contributes to thought leadership. Requires deep knowledge of the Advisers Act, FINRA rules, and SEC examination processes, with 10–20+ years of compliance experience.

Lead compliance consulting engagements for investment advisers, broker-dealers, and registered investment companies. Advise clients on Advisers Act, FINRA, SEC, and Investment Company Act requirements; design and enhance compliance programs; support examinations, filings, inquiries, and remediation; and serve as an outsourced Chief Compliance Officer when appropriate. The role also involves client relationship development, business origination, team leadership, mentoring, and translating regulatory developments into practical guidance.