FINRA

Atlanta, Georgia, USA
Total Offices: 18
5,123 Total Employees
Year Founded: 2007

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Jobs at FINRA
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Recently posted jobs

Financial Services
The Senior Mediation Administrator manages mediation cases, provides expert analysis, supports mediation processes, and ensures high customer service and statistical reporting.
2 Days AgoSaved
In-Office
4 Locations
Financial Services
The Mediation Administrator manages mediation cases, provides customer service, handles inquiries, prepares reports, and evaluates mediators while collaborating across departments, under moderate supervision.
3 Days AgoSaved
In-Office
4 Locations
Financial Services
The Case Specialist performs various duties related to case intake, processing legal pleadings, ensuring compliance, managing case-related reports, and providing customer service in a dispute resolution context.
3 Days AgoSaved
In-Office
4 Locations
Financial Services
The Case Administrator manages a docket of arbitration cases, ensuring compliance, analyzing case details, and facilitating communication between parties. Duties include drafting awards and providing customer service. Requires strong analytical and communication skills.
3 Days AgoSaved
In-Office
4 Locations
Financial Services
The Case Administrator manages arbitration cases, resolves issues, ensures compliance with rules, and provides customer service. They work with legal procedures and deadlines, liaise between parties, and handle case documentation effectively.
3 Days AgoSaved
In-Office
4 Locations
Financial Services
Responsible for processing legal documents, analyzing claims, managing case calendars, providing customer service, and ensuring compliance with deadlines. Requires analytical skills and proficiency in office applications.
3 Days AgoSaved
In-Office
4 Locations
Financial Services
The Case Specialist analyzes and processes legal documents in FINRA's arbitration forum, ensuring compliance and providing customer service related to arbitration policies.
10 Days AgoSaved
In-Office
15 Locations
Financial Services
The Principal Analyst conducts surveillance reviews, identifies securities violations, mentors staff, and develops new analytics tools while maintaining compliance with federal regulations.
11 Days AgoSaved
In-Office
15 Locations
Financial Services
The Senior Analyst conducts surveillance reviews, analyzes trading activity for regulatory compliance, assists in developing surveillance tools, and presents findings to management.
15 Days AgoSaved
In-Office
13 Locations
Financial Services
The Director of Product Management leads a team in strategizing, developing, and delivering Workday HCM products, while also managing cross-functional relationships. They shape the product roadmap, analyze user needs, and ensure effective implementation and performance monitoring.
23 Days AgoSaved
In-Office
15 Locations
Financial Services
The Principal Analyst monitors trade reporting integrity, analyzes trade data, advises on compliance, and supports multi-level initiatives while coaching junior colleagues.