Altruist is an LA fintech company on a mission to make financial advice better for everyone. We’re looking to hire an entrepreneurial Anti-Money Laundering Compliance Officer. If you're passionate about building meaningful products that people love to use, then you’ll love what we’re up to.

Our team is solving a huge problem that requires big-picture thinkers who are motivated to make a real difference through their work.

What you’ll do

• Assume responsibility for our broker-dealer’s Anti-Money Laundering Compliance Program, including being our primary Anti-Money Laundering Compliance FINRA contact
• Conduct regular monitoring of securities and money transactions
• Continually adjust and refine transaction monitoring rules and alerts
• File suspicious activity reports (SARs) with FinCEN, when and if applicable
• Conduct bi-weekly FinCEN 314(a) reviews
• Participate in FinCEN 314(b) information sharing, when and if appropriate
• Own our AML written supervisory procedure (AML WSP), including ensuring full implementation, compliance, and recommending updates to it to our CCO
• Ensure that the customer identification program (CIP) procedures for both individuals and business entities are compliant and accurately reflected in the AML WSP
• Perform initial and ongoing due diligence on registered investment advisers
• Define and refine initial and ongoing due diligence procedures for other business entities, including low-risk and heightened risk customers
• Conduct new individual and business entity account reviews and approvals
• Participate in the regular, annual and ad-hoc testing and monitoring of policies and procedures of Altruist’s multiple regulated entities, including its broker-dealer and registered investment adviser

• Contribute to examinations with regulatory agencies
• Assist in various other compliance needs and tasks as necessary

What you’ll need

• 2+ years of experience in anti-money laundering (AML) compliance for a broker-dealer
• 5+ years of hands-on operations and/or compliance experience at a broker-dealer
• Strong working knowledge of FINRA and SEC rules
• Entrepreneurial attitude and a deep empathy for our customers
• Expertise with financial products
• Strong knowledge of anti-money laundering (AML) regulations
• Demonstrated ability to apply technology to enhance business processes
• Strong written and interpersonal communication skills and ability to interact persuasively with customer success, operations, product, and engineering teams
• Affinity for a fast-paced, early-stage environment
• Bachelor’s degree or equivalent experience
• FINRA Series 7, 66, and 24

What you’ll get

At Altruist you’ll work with a talented group of hungry creators looking to disrupt our industry. You’ll be given the freedom to do your best work alongside down-to-earth developers, designers, and thinkers who are at the leading edge of their craft.

We offer top-of-the-line health benefits, 401(k), a competitive salary, and a flexible schedule including unlimited vacation time. You’ll join at the ground floor and have the opportunity to make your mark and have a real say in how we build products. Our office is located in the heart of Venice on Abbot Kinney Blvd.

You’ll join a proven founding team with significant venture. Together, we’re going to fix the broken parts of finance and investing (most of it).